Imperial Capital LLC

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Imperial Capital LLC
Imperial Capital logo.gif
Products Brokerage Firm

Imperial Capital LLC is a financial industry investment bank and brokerage firm that offers institutional sales and trading, a wide range of investment banking advisory, capital markets and restructuring services, and institutional research.[1]

In 2010, Imperial Capital teamed up with more than 20 other mid-size brokers, including Jefferies & Co. and Newedge USA LLC, and told regulators they'd been denied access to swaps clearing because dealers wanted to keep the market to themselves. The presentation helped nudge the Commodity Futures Trading Commission (CFTC) approved a proposed rule to force the world's largest banks to offer swaps clearing services to smaller firms, a change that would promote competition in the $615 trillion market.[2]

History

Products and Services

Key People

Dashonly.gif Jason W. Reese Chairman and Chief Executive Officer
Dashonly.gif Mark Martis Chief Operating Officer
Dashonly.gif Randall E. Wooster President
Dashonly.gif Harry Chung Chief Financial Officer

References

  1. Superior Advice, Capital Markets Insight, Efficient Execution. Imperial Capital LLC.
  2. CFTC Proposes Open Swaps Clearing for Small Banks. Bloomberg.