Pendleton joined the NFA in 1986. She has served as a primary liaison between NFA and the CFTC in the development of rules for futures commission merchants and introducing brokers. Her job responsibilities include overseeing staff who conduct audits, investigations, and financial surveillance; working on enforcement cases; advising members on compliance issues; assisting NFA member committees; participating in industry conferences; and developing and monitoring Compliance Department goals.
She is NFA's representative on the Joint Audit Committee and Intermarket Financial Surveillance Group.
Pendleton holds a bachelor of science degree in accounting from Roosevelt University. She is also a certified public accountant.
JLN News Feed
Fund nicknamed ’50 Cent’ made $2.6 billion hedging the coronavirus sell-off; VIX futures point to coronavirus worries for months to come
Nasdaq Announces End-of-Month Open Short Interest Positions in Nasdaq Stocks as of Settlement Date March 31, 2020
CME Group Achieves Record International Average Daily Volume of 7.2 Million Contracts in Q1 2020, Up 57 Percent from Q1 2019
[JPX,TSE,OSE,JPX-R,JSCC,TOCOMJPX Monthly Headlines - March2020]
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